Regulatory Information

iSAM Securities provides multi asset execution, prime brokerage and risk consultancy services to institutional clients globally. “iSAM Securities” is comprised of the following companies:

  • iSAM Securities (UK) Limited – which is authorised and regulated by the Financial Conduct Authority in the United Kingdom – no 629586
  • iSAM Securities (HK) Limited – which is licensed by the Hong Kong Securities and Futures Commission to carry out Type 3 (Leveraged Foreign Exchange Trading) regulated activities under registration CE Number: BOL486
  • iSAM Securities (Global) Limited – which is registered with the Cayman Islands Monetary Authority as a registered person
  • iSAM Securities (USA) Inc. – which is registered with Commodity Futures Trading Commission as a commodity pool operator and a commodity trading advisor and is a member of the National Futures Association