Regulatory Information

iSAM Securities provides multi asset execution, prime brokerage and risk consultancy services to institutional clients globally. “iSAM Securities” is comprised of the following companies: iSAM Securities (UK) Limited, iSAM Securities (HK) Limited, iSAM Securities (Global) Limited, iSAM Securities Limited, iSAM Securities (USA) Inc., iSAM Securities (EU) Limited

As of 1 December 2021, the Financial Conduct Authority confirmed that UK firms are no longer required to prepare RTS 28 reports. Historical reports can be requested by clients, if required.

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MIFIDPRU 8 Disclosure
30 June 2024

1.7 MB

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S172 Statement
30 June 2024

695.2 kB

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Modern Slavery Statement
July 2024

419.5 kB

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Complaints Procedure
February 2025

491.1 kB

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iSAM Securities Limited Statement of Commitment to FX Global Code

252.2 kB

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